Personnel Hong Kong SFC License Details (ID 112002)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Open Securities Limited	Rep	Dealing in futures contracts	2013-04-30	2016-11-01
	Rep	Dealing in securities	2013-04-30	2016-11-01
Success Futures and Foreign Exchange Limited	Rep	Dealing in futures contracts	2012-07-04	2013-04-03
Success Securities Limited	Rep	Dealing in securities	2012-07-04	2013-04-03
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Advising on futures contracts	-	2004-02-27
	Rep	Asset management	-	2004-02-27
	Rep	Dealing in futures contracts	-	2004-04-22