Personnel SFC Licences and HKMA Registrations (ID 112020)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Solo Securities Limited	Rep	Advising on securities	2023-07-07	-
	Rep	Dealing in securities	2023-07-07	-
VALUABLE CAPITAL LIMITED	Rep	Advising on securities	2021-03-15	2023-01-12
Futu Securities International (HONG KONG) Limited	Rep	Advising on securities	2017-07-31	2020-07-13
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2005-04-18	2005-07-28
THE PRUDENTIAL ASSURANCE COMPANY LIMITED	Rep	Advising on corporate finance	2003-04-01	2005-03-21
	Rep	Asset management	2003-04-01	2005-03-21
	Rep	Advising on securities	2003-04-01	2005-03-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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