| Nomura Asia Investment (Hong Kong) Limited | RO | Dealing in futures contracts | 2005-01-25 | 2006-07-24 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2005-01-25 | 2006-07-24 |
| RO | Dealing in securities | 2005-01-25 | 2006-07-24 |
| NOMURA SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2005-01-25 | 2006-07-24 |
| Rep | Dealing in securities | 2004-12-09 | 2005-01-25 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | Advising on futures contracts | - | 2004-11-18 |
| Rep | Asset management | - | 2004-11-18 |
| Rep | Dealing in futures contracts | - | 2005-01-25 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | - | 2004-11-18 |
| Rep | Advising on futures contracts | - | 2004-11-18 |
| Rep | Advising on securities | - | 2004-11-18 |
| Rep | Asset management | - | 2004-11-18 |
| Rep | Dealing in futures contracts | - | 2005-01-25 |
| Rep | Dealing in securities | - | 2005-01-25 |