Personnel Hong Kong SFC License Details (ID 112067)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2006-04-03	2007-01-30
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2004-04-16	2006-03-17
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	-	2003-07-06
	Rep	Advising on securities	-	2003-07-06
	Rep	Providing automated trading services	-	2003-07-06
	Rep	Dealing in securities	-	2003-07-06