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Personnel Hong Kong SFC License Details (ID 112126)
Personnel
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SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
NATIXIS ASIA LIMITED
Rep
Advising on securities
2018-10-10
2024-10-25
Rep
Dealing in securities
2018-10-10
2024-10-25
DEUTSCHE SECURITIES ASIA LIMITED
Rep
Advising on corporate finance
2012-03-05
2018-06-29