Personnel Hong Kong SFC License Details (ID 112127)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OnePlatform Asset Management Limited	Rep	Advising on securities	2006-07-27	2008-02-11
SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2005-06-29	2006-01-16
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Dealing in futures contracts	2005-06-29	2006-01-16
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2003-11-26	2003-12-22
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2003-11-04	2003-12-22
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2003-11-04	2003-12-22