| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2007-02-14 | 2008-11-12 |
| Rep | Leveraged foreign exchange trading | 2007-02-14 | 2008-11-12 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2007-02-14 | 2008-11-12 |
| CES Commodities (HK) Limited | Rep | Advising on futures contracts | - | 2004-01-19 |
| Rep | Asset management | - | 2004-01-19 |
| Rep | Dealing in futures contracts | - | 2004-10-20 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | - | 2004-10-20 |
| Everbright Securities Investment Services (HK) Limited | Rep | Providing automated trading services | - | 2003-07-07 |
| Rep | Advising on corporate finance | - | 2004-01-19 |
| Rep | Advising on securities | - | 2004-01-19 |
| Rep | Asset management | - | 2004-01-19 |
| Rep | Dealing in securities | - | 2004-10-20 |