Personnel Hong Kong SFC License Details (ID 112175)

Personnel Hong Kong SFC License Details (ID 112175)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2005-04-08	2011-08-12
	Rep	Advising on securities	2005-04-08	2011-08-12
	Rep	Dealing in securities	2005-04-08	2011-08-12
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2005-04-08	2011-08-12
	Rep	Advising on securities	2005-04-08	2011-08-12
	Rep	Dealing in securities	2005-04-08	2011-08-12
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	-	2005-03-04
	Rep	Advising on securities	-	2005-03-04
	Rep	Asset management	-	2005-03-04