Personnel Hong Kong SFC License Details (ID 112179)

Personnel Hong Kong SFC License Details (ID 112179)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED	Rep	Advising on securities	2006-05-23	2009-07-24
Henyep Capital Management Limited	Rep	Advising on securities	2006-01-13	2006-03-21
HENYEP SECURITIES LIMITED	Rep	Dealing in securities	2005-11-11	2005-12-31
Lion Global Financial Limited	Rep	Advising on securities	2004-06-04	2005-07-04
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-05-04
	Rep	Asset management	-	2003-05-04
	Rep	Dealing in futures contracts	-	2003-05-04