Personnel Hong Kong SFC License Details (ID 112180)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2004-07-08	2005-01-19
Morgan Stanley Asia Limited	Rep	Dealing in securities	2004-07-06	2005-01-19
LLOYDS TSB PACIFIC LIMITED	Rep	Dealing in securities	2004-02-27	2004-06-23
	Rep	Advising on corporate finance	-	2004-02-19
	Rep	Asset management	-	2004-02-19
	Rep	Advising on securities	-	2004-06-23