Personnel Hong Kong SFC License Details (ID 112197)

Personnel Hong Kong SFC License Details (ID 112197)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Corporate Finance (Hong Kong) Limited	RO	Advising on corporate finance	2019-09-05	2021-11-29
	Rep	Advising on corporate finance	2014-04-25	2019-09-05
BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED	Rep	Advising on corporate finance	2005-04-07	2006-04-21
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2004-03-31	2004-05-03
CHINA INTERNATIONAL CAPITAL CORPORATION (INTERNATIONAL) LIMITED	Rep	Advising on corporate finance	-	2003-09-13
	Rep	Advising on securities	-	2003-09-13
	Rep	Asset management	-	2003-09-13