Personnel Hong Kong SFC License Details (ID 112218)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2003-10-17	2006-09-29
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2003-10-17	2006-09-29
UBS SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	-	2003-06-25
	Rep	Advising on securities	-	2003-06-25
	Rep	Asset management	-	2003-06-25