Personnel Hong Kong SFC License Details (ID 112225)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SPARX Asia Investment Advisors Limited	Rep	Advising on securities	2009-08-31	2009-10-19
	Rep	Asset management	2009-08-31	2009-10-19
	RO	Advising on securities	2007-03-19	2009-08-31
	RO	Asset management	2007-03-19	2009-08-31
	Rep	Asset management	2006-01-05	2007-03-19
	Rep	Advising on securities	2004-04-22	2007-03-19