| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Newedge Broker Limited | RO | Dealing in securities | 2008-08-28 | 2009-07-31 |
| SG Asset Finance (Hong Kong) Limited | RO | Dealing in securities | 2008-08-28 | 2009-08-10 |
| Newedge Broker Limited | Rep | Providing automated trading services | 2006-02-03 | 2009-07-31 |
| Rep | Dealing in securities | 2006-01-27 | 2008-08-28 | |
| BGC SECURITIES (HONG KONG) LLC | RO | Dealing in securities | 2004-03-11 | 2005-12-15 |