Personnel Hong Kong SFC License Details (ID 112248)

Personnel Hong Kong SFC License Details (ID 112248)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF Asset Management (Hong Kong) Limited	Rep	Advising on securities	2010-12-06	2011-06-25
	Rep	Asset management	2010-12-06	2011-06-25
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2010-12-06	2011-06-25
NNIP HONG KONG LIMITED	Rep	Advising on securities	2005-08-30	2010-03-20
	Rep	Asset management	2005-08-30	2010-03-20
	Rep	Dealing in securities	2005-08-30	2010-03-20
BNP PARIBAS DEALING SERVICES ASIA LIMITED	Rep	Asset management	2004-08-26	2005-08-10
	Rep	Dealing in securities	2004-08-26	2005-08-10
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2003-06-25
	Rep	Advising on securities	-	2003-06-25
	Rep	Asset management	-	2003-06-25
	Rep	Dealing in securities	-	2004-08-17