Personnel Hong Kong SFC License Details (ID 112262)

Personnel Hong Kong SFC License Details (ID 112262)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HOORAY ASSET MANAGEMENT LIMITED	RO	Asset management	2016-02-16	2024-01-11
	Rep	Asset management	2016-02-15	2016-02-16
First Prosperous Asset Management Company Limited	Rep	Advising on securities	2008-05-23	2009-02-17
	Rep	Asset management	2008-05-23	2009-02-17
LOMBARD ODIER (HONG KONG) LIMITED	Rep	Advising on securities	2005-04-12	2007-03-30
	Rep	Asset management	2005-04-12	2007-03-30
	Rep	Dealing in securities	2005-04-12	2007-03-30
HSBC Private Trustee (Hong Kong) Limited	RO	Advising on securities	2004-04-15	2005-01-05
	RO	Asset management	2004-04-15	2005-01-05
	RO	Dealing in securities	2004-04-15	2005-01-05
	Rep	Advising on securities	-	2004-04-15
	Rep	Asset management	-	2004-04-15
	Rep	Dealing in securities	-	2004-04-15