| ROCTEC INVESTMENT LIMITED | Rep | Advising on futures contracts | 2005-10-10 | 2006-06-01 |
| ROCTEC FUTURES TRADING COMPANY LIMITED | Rep | Asset management | - | 2005-03-07 |
| Rep | Dealing in futures contracts | - | 2005-03-07 |
| Rep | Advising on futures contracts | - | 2005-09-14 |
| ROCTEC INVESTMENT LIMITED | Rep | Advising on corporate finance | - | 2005-03-07 |
| Rep | Advising on securities | - | 2006-06-01 |
| Rep | Asset management | - | 2006-06-01 |
| ROCTEC SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | - | 2005-03-07 |
| Rep | Advising on securities | - | 2005-03-07 |
| Rep | Asset management | - | 2005-03-07 |
| Rep | Dealing in securities | - | 2005-03-07 |