Personnel Hong Kong SFC License Details (ID 112357)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in futures contracts	2007-03-13	2008-03-04
	Rep	Dealing in securities	2006-10-03	2008-03-04
BREVAN HOWARD (HONG KONG) LIMITED	RO	Asset management	2006-02-15	2006-09-29
	Rep	Asset management	2005-03-07	2006-02-15
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	-	2003-08-22
	Rep	Dealing in securities	-	2004-02-13