Personnel Hong Kong SFC License Details (ID 112373)

Personnel Hong Kong SFC License Details (ID 112373)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNY Mellon Investment Management Hong Kong Limited	Rep	Advising on securities	2014-06-24	2015-03-23
	Rep	Asset management	2014-06-24	2015-03-23
	Rep	Dealing in securities	2014-06-24	2015-03-23
NNIP HONG KONG LIMITED	Rep	Advising on securities	2012-09-21	2013-07-26
	Rep	Asset management	2012-09-21	2013-07-26
	Rep	Dealing in securities	2012-09-21	2013-07-26
FWD Life Insurance Company (Bermuda) Limited	Rep	Advising on securities	2008-02-01	2011-04-15
	Rep	Asset management	2008-02-01	2011-04-15
NNIP HONG KONG LIMITED	Rep	Asset management	2006-08-07	2011-04-15
	Rep	Advising on securities	2005-07-11	2011-04-15
	Rep	Dealing in securities	2005-07-11	2011-04-15
T G HOLBORN (HK) LIMITED	Rep	Advising on securities	2003-05-21	2003-08-07