Personnel Hong Kong SFC License Details (ID 112390)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AXA CHINA REGION INVESTMENT SERVICES LIMITED	RO	Advising on securities	2008-03-07	2009-07-15
	RO	Dealing in securities	2007-12-28	2009-07-15
AXA Financial Planning (Hong Kong) Limited	RO	Advising on securities	2004-12-08	2009-07-15
	RO	Dealing in securities	2004-12-08	2009-07-15
	Rep	Advising on securities	-	2004-12-08
	Rep	Dealing in securities	-	2004-12-08