Personnel Hong Kong SFC License Details (ID 11240)

Personnel Hong Kong SFC License Details (ID 11240)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HONG TAI CAPITAL (HONG KONG) LIMITED	RO	Advising on corporate finance	2024-02-29	2026-03-31
	Rep	Advising on corporate finance	2024-02-14	2024-02-29
ADVENT CORPORATE FINANCE LIMITED (GBEN)	RO	Advising on corporate finance	2022-09-14	2024-01-31
	Rep	Advising on corporate finance	2022-01-14	2022-09-14
Changjiang Corporate Finance (HK) Limited	RO	Advising on corporate finance	2019-08-23	2021-05-14
	Rep	Advising on corporate finance	2019-04-16	2019-08-23
CLC International Limited	RO	Dealing in securities	2013-04-03	2019-02-19
	RO	Advising on corporate finance	2013-01-24	2019-02-19
	Rep	Advising on corporate finance	2013-01-02	2013-01-24
Yuanta Securities (Hong Kong) Company Limited	RO	Advising on corporate finance	2012-01-17	2012-12-01
	Rep	Advising on corporate finance	2011-10-31	2012-01-17
Everbright Securities Global (HK) Limited	RO	Advising on corporate finance	2010-07-13	2011-10-22
	RO	Dealing in securities	2010-07-13	2011-10-22
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2010-07-13	2011-10-22
Everbright Securities Global (HK) Limited	Rep	Advising on corporate finance	2007-10-05	2010-07-13
	Rep	Dealing in securities	2007-10-05	2010-07-13