Personnel Hong Kong SFC License Details (ID 112421)

Personnel Hong Kong SFC License Details (ID 112421)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Dymon Asia Capital (HK) Limited	Rep	Asset management	2017-08-04	2019-09-30
	Rep	Asset management	2015-02-25	2016-09-01
GLG Partners Hong Kong Limited	RO	Advising on securities	2012-05-29	2013-06-18
	RO	Asset management	2012-05-29	2013-06-18
	RO	Dealing in futures contracts	2012-05-29	2013-06-18
	RO	Dealing in securities	2012-05-29	2013-06-18
TPG-AXON CAPITAL (HK), LIMITED	Rep	Asset management	2005-06-08	2009-03-31
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	-	2004-10-13
	Rep	Advising on securities	-	2004-10-13
	Rep	Asset management	-	2004-10-13
	Rep	Dealing in securities	-	2005-02-03