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Lie, Vanora Ming Tzu 李明子 Hong Kong SFC License Details (ID 112434)
Lie, Vanora Ming Tzu 李明子
SFC ID:
AIS149
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
RBS Asia Corporate Finance Limited
Rep
Advising on securities
-
2004-12-30
Rep
Asset management
-
2004-12-30
Rep
Advising on corporate finance
-
2009-02-03
Rep
Dealing in securities
-
2009-02-03