Personnel Hong Kong SFC License Details (ID 112437)

Personnel Hong Kong SFC License Details (ID 112437)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CAPE ASSET MANAGEMENT LIMITED	RO	Advising on futures contracts	2006-05-25	2009-08-31
CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED	RO	Advising on futures contracts	2006-05-25	2009-08-31
	RO	Dealing in securities	2005-10-20	2009-08-31
CAPE ASSET MANAGEMENT LIMITED	RO	Advising on corporate finance	2005-06-01	2009-08-31
	RO	Advising on securities	2005-06-01	2009-08-31
	RO	Asset management	2005-06-01	2009-08-31
CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED	RO	Advising on corporate finance	2005-06-01	2009-08-31
	RO	Advising on securities	2005-06-01	2009-08-31
	RO	Asset management	2005-06-01	2009-08-31
	Rep	Advising on corporate finance	2004-07-07	2005-06-01
	Rep	Advising on securities	2004-07-07	2005-06-01
	Rep	Asset management	2004-07-07	2005-06-01
	Rep	Dealing in securities	2004-07-07	2005-10-20