Personnel Hong Kong SFC License Details (ID 112443)

Personnel Hong Kong SFC License Details (ID 112443)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KCG Hong Kong Limited	RO	Dealing in futures contracts	2012-05-14	2013-03-25
	RO	Dealing in securities	2012-05-14	2013-03-25
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2010-10-11	2011-07-01
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2008-11-11	2011-07-01
	Rep	Dealing in futures contracts	2008-11-11	2011-07-01
	Rep	Dealing in securities	2005-12-13	2011-07-01
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2005-12-13	2008-11-24
	Rep	Dealing in futures contracts	2005-12-13	2008-11-24
ETRADE SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2003-05-13	2004-02-03