Personnel Hong Kong SFC License Details (ID 112452)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KEEFE, BRUYETTE &AMP; WOODS ASIA LIMITED	RO	Advising on securities	2010-03-03	2012-11-30
FOX-PITT, KELTON (ASIA) LIMITED	RO	Advising on securities	2005-10-12	2009-10-16
	Rep	Advising on securities	2003-05-07	2005-10-12