Personnel Hong Kong SFC License Details (ID 112456)

Personnel Hong Kong SFC License Details (ID 112456)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED	RO	Asset management	2017-09-29	2019-01-30
	RO	Advising on securities	2014-04-17	2019-01-30
	Rep	Advising on securities	2013-11-11	2014-04-17
	Rep	Asset management	2013-11-11	2017-09-29
Taiping Securities (HK) Co Limited	Rep	Dealing in securities	2013-11-11	2018-08-03
Standard Chartered Securities (Hong Kong) Limited	Rep	Dealing in securities	2005-03-09	2010-03-22
	Rep	Advising on securities	2005-03-02	2010-03-22
BOCI RESEARCH LIMITED	Rep	Advising on securities	2003-04-25	2005-02-21