| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2004-04-20 | 2004-07-07 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2004-04-20 | 2004-07-07 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2004-02-24 | 2004-07-07 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-04-29 | 2004-01-12 |