Personnel Hong Kong SFC License Details (ID 112464)

Personnel Hong Kong SFC License Details (ID 112464)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2005-09-30	2005-11-05
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2005-09-30	2005-11-05
SHUN LOONG CAPITAL LIMITED	Rep	Advising on corporate finance	2004-06-10	2005-03-31
SHUN LOONG FUTURES LIMITED	Rep	Dealing in futures contracts	2004-05-03	2005-08-01
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2004-05-03	2005-08-01
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2003-05-14	2003-11-19
Everbright Securities Investment Services (HK) Limited	Rep	Providing automated trading services	2003-05-14	2003-07-07
	Rep	Dealing in securities	2003-05-14	2003-11-19