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Lum, Ka Yee 林家儀 Hong Kong SFC License Details (ID 112501)
Lum, Ka Yee 林家儀
SFC ID:
AIU529
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
BARON ASIA LIMITED
Rep
Advising on corporate finance
2004-04-28
2004-07-31
Joy Silver Limited
Rep
Advising on corporate finance
2003-05-20
2004-04-28