Personnel Hong Kong SFC License Details (ID 112513)

Personnel Hong Kong SFC License Details (ID 112513)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Religare Capital Markets (Hong Kong) Limited	Rep	Dealing in securities	2012-07-17	2012-09-20
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on futures contracts	2010-12-01	2011-03-14
	Rep	Advising on securities	2010-12-01	2011-03-14
	Rep	Asset management	2010-12-01	2011-03-14
FIL Investment Advisors	Rep	Advising on securities	2003-04-30	2008-11-17
	Rep	Asset management	2003-04-30	2008-11-17
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2003-04-30	2008-11-17
	Rep	Asset management	2003-04-30	2008-11-17