Personnel SFC Licences and HKMA Registrations (ID 112529)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Pyramis Global Advisors (Hong Kong) Limited	RO	Advising on securities	2013-11-19	2014-11-21
	RO	Asset management	2013-11-19	2014-11-21
FIDELITY MANAGEMENT &AMP; RESEARCH (HONG KONG) LIMITED (TRADING AS FIDELITY INVESTMENTS)	RO	Advising on securities	2008-09-04	-
	RO	Asset management	2008-09-04	-
	RO	Advising on futures contracts	2008-09-04	2013-12-19
FIL Investment Advisors	Rep	Asset management	2004-02-18	2008-04-30
FIL Investment Management (Hong Kong) Limited	Rep	Asset management	2004-02-18	2008-04-30
	Rep	Dealing in securities	2004-02-18	2008-04-30
FIL Investment Advisors	Rep	Advising on securities	2003-05-30	2003-11-03
	Rep	Asset management	2003-05-30	2003-11-03
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2003-05-30	2003-11-03
	Rep	Asset management	2003-05-30	2003-11-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.