Personnel Hong Kong SFC License Details (ID 112542)

Personnel Hong Kong SFC License Details (ID 112542)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SIIC CAPITAL (HONG KONG) INVESTMENT MANAGEMENT COMPANY LIMITED	RO	Advising on securities	2021-08-06	2025-03-13
	RO	Asset management	2019-06-14	2025-03-13
	Rep	Asset management	2018-06-19	2019-06-14
CN CAPITAL MANAGEMENT LIMITED	Rep	Asset management	2014-07-17	2017-01-09
RAYLIANT ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2013-01-09	2013-03-11
	Rep	Asset management	2013-01-09	2013-03-11
TRISKELE CAPITAL MANAGEMENT LIMITED	Rep	Advising on securities	2010-01-18	2012-01-04
	Rep	Asset management	2010-01-18	2012-01-04
WFM Asia (HK) Limited	Rep	Advising on securities	2007-07-19	2009-01-31
	Rep	Asset management	2007-07-19	2009-01-31
SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2006-08-01	2007-06-20
	Rep	Asset management	2006-08-01	2007-06-20
SIIC CAPITAL (HONG KONG) INVESTMENT MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2004-12-21	2006-07-01
	Rep	Asset management	2004-12-21	2006-07-01
CHINA EVERBRIGHT RESEARCH LIMITED	Rep	Advising on securities	2003-06-11	2003-08-14