Personnel Hong Kong SFC License Details (ID 112549)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AXA Financial Planning (Hong Kong) Limited	Rep	Advising on securities	2007-03-07	2007-06-23
SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2004-05-31	2006-01-04
Manulife Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2003-05-30	2003-10-03