Personnel Hong Kong SFC License Details (ID 112595)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2004-04-26	2006-04-01
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2004-04-26	2006-04-01
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2004-03-22	2006-04-01
HSBC BROKING SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2004-03-22	2006-04-01
DBS VICKERS SECURITIES ONLINE (HK) LIMITED	Rep	Dealing in securities	2003-06-12	2004-03-11