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Dawes, Charlotte Victoria Sohpie Hong Kong SFC License Details (ID 112613)
Dawes, Charlotte Victoria Sohpie
SFC ID:
AIY949
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
DEUTSCHE SECURITIES ASIA LIMITED
Rep
Dealing in securities
2003-05-20
2003-08-19