| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-10-15 | 2010-03-19 |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-15 | 2010-03-19 |
| Rep | Dealing in securities | 2008-10-15 | 2010-03-19 | |
| Newedge Broker Limited | Rep | Providing automated trading services | 2003-07-09 | 2009-07-31 |
| Rep | Dealing in futures contracts | 2003-07-09 | 2009-07-31 | |
| Rep | Dealing in securities | 2003-07-09 | 2009-07-31 |