Personnel Hong Kong SFC License Details (ID 112638)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PIPER JAFFRAY ASIA SECURITIES LIMITED	Rep	Dealing in securities	2004-05-13	2005-08-04
SMBC NIKKO SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2004-03-16	2004-05-04
HSBC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2003-05-23	2004-01-15