Personnel Hong Kong SFC License Details (ID 112658)

Personnel Hong Kong SFC License Details (ID 112658)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Leonteq Securities (Hong Kong) Limited	Rep	Advising on securities	2015-10-12	2016-10-06
	Rep	Dealing in securities	2015-10-12	2016-10-06
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2003-12-06	2010-04-20
	Rep	Dealing in futures contracts	2003-12-06	2010-04-20
	Rep	Providing automated trading services	2003-06-02	2003-12-02
	Rep	Advising on securities	2003-06-02	2010-04-20
	Rep	Dealing in securities	2003-06-02	2010-04-20
J.P. MORGAN FUTURES HONG KONG LIMITED	Rep	Advising on futures contracts	2003-06-02	2003-12-06
	Rep	Providing automated trading services	2003-06-02	2003-12-06
	Rep	Dealing in futures contracts	2003-06-02	2003-12-06