Personnel SFC Licences and HKMA Registrations (ID 112679)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI-PRUDENTIAL TRUSTEE LIMITED	RO	Providing depositary services for relevant collective investment schemes	2024-10-02	-
HSBC INSTITUTIONAL TRUST SERVICES (ASIA) LIMITED	Rep	Advising on securities	2003-04-01	2005-01-15
	Rep	Asset management	2003-04-01	2005-01-15
	Rep	Dealing in securities	2003-04-01	2005-01-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.