Personnel Hong Kong SFC License Details (ID 112701)

Personnel Hong Kong SFC License Details (ID 112701)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Bright Smart Asset Management Limited	Rep	Asset management	2014-09-22	2014-10-09
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2014-09-22	2014-10-09
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2014-09-22	2014-10-09
BRIGHT SMART FOREX LIMITED	RO	Leveraged foreign exchange trading	2013-08-26	2014-10-09
	Rep	Leveraged foreign exchange trading	2013-04-08	2013-08-26
ADS Securities Hong Kong Limited	Rep	Leveraged foreign exchange trading	2011-10-18	2012-11-28
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2010-03-22	2011-01-24
HONG KONG FOREX INVESTMENT LIMITED	Rep	Leveraged foreign exchange trading	2003-08-07	2003-11-06