Personnel Hong Kong SFC License Details (ID 112702)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in futures contracts	2008-02-25	2008-09-29
	Rep	Dealing in securities	2008-02-25	2008-09-29
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2003-06-17	2004-03-24
	Rep	Dealing in securities	2003-06-17	2004-03-24
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2003-06-17	2004-03-24
	Rep	Dealing in futures contracts	2003-06-17	2004-03-24