Personnel Hong Kong SFC License Details (ID 112741)

Personnel Hong Kong SFC License Details (ID 112741)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Tanarra Credit Partners Limited	RO	Advising on securities	2022-01-31	2024-07-23
	RO	Asset management	2022-01-31	2024-07-23
STORMHARBOUR SECURITIES (HONG KONG) LIMITED	RO	Advising on corporate finance	2010-03-18	2011-08-19
	RO	Advising on securities	2010-03-18	2011-08-19
	RO	Dealing in securities	2010-03-18	2011-08-19
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2006-06-08	2008-06-02
	Rep	Dealing in securities	2006-06-08	2008-06-02
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2005-04-14	2006-06-02
	Rep	Advising on corporate finance	2003-07-02	2006-06-02
	Rep	Dealing in securities	2003-07-02	2006-06-02