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Lo, Chi Man (SFC:AJB649) 羅志文 SFC Licences and HKMA Registrations (ID 112789)
Lo, Chi Man (SFC:AJB649) 羅志文
SFC ID:
AJB649
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
AAA Securities Co. Limited
RO
Dealing in securities
2018-05-10
-
CEPA ALLIANCE SECURITIES LIMITED
Rep
Dealing in securities
2005-02-07
2011-08-08
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
Current registrations only
No HKMA registrations in the collected records.