| OSL DIGITAL SECURITIES LIMITED OSL | Rep | Dealing in securities | 2021-06-24 | 2023-05-19 |
| Rep | Providing automated trading services | 2021-05-13 | 2023-05-19 |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in securities | 2018-03-15 | 2018-09-24 |
| Jefferies Hong Kong Limited | Rep | Dealing in securities | 2012-02-06 | 2017-11-29 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2011-01-14 |
| Rep | Dealing in securities | 2009-06-11 | 2011-01-14 |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2003-07-14 | 2011-01-14 |
| Rep | Dealing in securities | 2003-07-14 | 2011-01-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2003-07-14 | 2010-12-06 |
| Rep | Dealing in futures contracts | 2003-07-14 | 2010-12-06 |