Personnel Hong Kong SFC License Details (ID 112819)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Knight Capital Asia Limited	RO	Advising on securities	2009-07-22	2010-01-14
	RO	Dealing in securities	2009-07-22	2010-01-14
Knight Libertas (Asia) Limited	RO	Advising on securities	2009-07-09	2010-01-14
	RO	Dealing in securities	2009-07-09	2010-01-14
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in securities	2004-05-17	2005-11-10
	Rep	Dealing in securities	2003-07-24	2004-04-12