Personnel Hong Kong SFC License Details (ID 112821)

Personnel Hong Kong SFC License Details (ID 112821)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
iFAST Financial (HK) Limited	Rep	Advising on securities	2019-07-23	2020-02-12
	Rep	Dealing in securities	2019-07-23	2020-02-12
iFAST Global Markets (HK) Limited	Rep	Advising on securities	2019-07-23	2025-08-01
	Rep	Asset management	2019-07-23	2025-08-01
	Rep	Dealing in securities	2019-07-23	2025-08-01
iFAST Securities (HK) Limited	Rep	Dealing in securities	2019-07-23	2021-04-30
HARRIS FRASER (INTERNATIONAL) LIMITED	Rep	Advising on securities	2012-12-21	2019-06-24
	Rep	Asset management	2012-12-21	2019-06-24
	Rep	Dealing in securities	2012-12-21	2019-06-24
LIS Investment Services Limited	Rep	Advising on securities	2008-07-28	2009-10-08
IPP Financial Advisers Limited	Rep	Dealing in securities	2007-05-22	2008-04-15
	Rep	Advising on securities	2007-03-22	2008-04-15
oOo Securities (HK) Group Limited	Rep	Advising on securities	2006-03-07	2007-03-08
Sun Life Financial Asia Services Limited	Rep	Advising on securities	2003-08-16	2006-01-17