Luo, Pengwei 羅鵬巍

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TEN ASSET MANAGEMENT LIMITED	RO	Asset management	2020-07-14	-
Caitong International Asset Management Co., Limited	Rep	Asset management	2015-01-05	2020-07-10
GUOTAI JUNAN CAPITAL LIMITED	Rep	Advising on corporate finance	2003-08-25	2004-06-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TEN ASSET MANAGEMENT LIMITED	RO	Asset management	2020-07-14	-
Caitong International Asset Management Co., Limited	Rep	Asset management	2015-01-05	2020-07-10
GUOTAI JUNAN CAPITAL LIMITED	Rep	Advising on corporate finance	2003-08-25	2004-06-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.