Chuang, Shang-Yan 莊尚源

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ARK GROUP HOLDINGS (HONG KONG) LIMITED	RO	Advising on securities	2012-01-04	2015-12-31
	RO	Asset management	2012-01-04	2015-12-31
	RO	Dealing in securities	2012-01-04	2015-12-31
Merrill Lynch Far East Limited	Rep	Advising on securities	2005-04-22	2011-02-28
	Rep	Dealing in securities	2005-04-22	2011-02-28
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2004-11-08	2011-02-28
	Rep	Advising on securities	2004-11-08	2011-02-28
	Rep	Dealing in securities	2004-11-08	2011-02-28
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2004-11-08	2011-02-28
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2003-09-29	2004-07-10
	Rep	Advising on securities	2003-09-29	2004-07-10
	Rep	Dealing in securities	2003-09-29	2004-07-10
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2003-09-29	2004-07-10

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ARK GROUP HOLDINGS (HONG KONG) LIMITED	RO	Advising on securities	2012-01-04	2015-12-31
	RO	Asset management	2012-01-04	2015-12-31
	RO	Dealing in securities	2012-01-04	2015-12-31
Merrill Lynch Far East Limited	Rep	Advising on securities	2005-04-22	2011-02-28
	Rep	Dealing in securities	2005-04-22	2011-02-28
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2004-11-08	2011-02-28
	Rep	Advising on securities	2004-11-08	2011-02-28
	Rep	Dealing in securities	2004-11-08	2011-02-28
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2004-11-08	2011-02-28
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2003-09-29	2004-07-10
	Rep	Advising on securities	2003-09-29	2004-07-10
	Rep	Dealing in securities	2003-09-29	2004-07-10
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2003-09-29	2004-07-10