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Mak, Agnes Wing Shun 麥頴遜 - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 112925)
Mak, Agnes Wing Shun 麥頴遜
SFC ID:
AJD417
Key Data
SFC Licenses
Public Disciplinary Actions
Public Disciplinary Actions
SFC suspends Agnes Mak Wing Shun for 4 months for failures to comply with SFO and to give reasonable investment advice
SFC, 31-Mar-2006
Orgs
People
SFC prosecutes Agnes Mak Wing Shun for cold calling
SFC, 10-Nov-2005
Orgs
People